Christopher Thomas Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2021)
    • CF30 Customer (since 18 Aug 2021)
  • Compass Financial (UK) Limited

    FRN 616200

    • Employed By (since 18 Aug 2021)
  • Hilltop Finance Limited (no longer approved here)

    FRN 787803

    • [FCA CF] Client dealing (2 Mar 2020 to 4 Jun 2021)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 4 Jun 2021)
  • Direct Wealth Management Limited (no longer approved here)

    FRN 765903

    • [FCA CF] Client dealing (13 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Functions requiring qualifications (13 Dec 2019 to 28 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.