Direct Wealth Management Limited

• Principal Place of Business

  Riverside

  Congleton

  Cheshire

  CW12 1DY

  UNITED KINGDOM

  Phone

  +4401792966860

  Web

  https://www.directwealthmanagement.co.uk

• Complaints Contact

  Riverside

  Mountbatten Way

  Congleton

  Cheshire

  CW12 1DY

  UNITED KINGDOM

  Phone

  +4401792966860

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barbara Henryka Dzida

  IRN BXD00298

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 Sep 2025)
• Barry Kevin Brennan

  IRN BXB08213

  • SMF3 Executive Director (since 8 Dec 2020)
  • Responsible for Insurance Distribution (since 8 Dec 2020)
  • SMF16 Compliance Oversight (since 8 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2020)
  • Responsibility for MCD Intermediation (8 Dec 2020 to 25 Nov 2024)
• Christopher Thomas Smith

  IRN CXS06960

  • [FCA CF] Functions requiring qualifications (13 Dec 2019 to 28 Feb 2020)
  • [FCA CF] Client dealing (13 Dec 2019 to 28 Feb 2020)
• Conor James Brennan

  IRN CXB00808

  • [FCA CF] Functions requiring qualifications (31 May 2023 to 2 Apr 2026)
• Daniel Michael Dominic Shread

  IRN DMS01306

  • [FCA CF] Functions requiring qualifications (7 Feb 2020 to 22 May 2024)
  • [FCA CF] Client dealing (7 Feb 2020 to 22 May 2024)
• Marcus Cutts

  IRN MXC00103

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2020)
  • [FCA CF] Client dealing (since 6 Oct 2020)
• Matthew Smith

  IRN MXS00419

  • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 4 Nov 2024)
• Michael Chandler

  IRN MXC00846

  • CF1 Director (AR) (since 10 Jul 2023)
• Paul Joseph Edwards

  IRN PJE01093

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Sep 2020)
  • SMF3 Executive Director (9 Dec 2019 to 24 Sep 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Sep 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Sep 2020)
  • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (1 Feb 2018 to 24 Sep 2020)
  • CF11 Money Laundering Reporting (26 Jan 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Feb 2017 to 30 Sep 2018)
  • CF1 Director (21 Feb 2017 to 8 Dec 2019)
• Paul Julian Phillips

  IRN PJP00036

  • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 18 Jan 2020)
  • [FCA CF] Client dealing (17 Jan 2020 to 18 Jan 2020)

• Pension App Ltd

  FRN 986413 · Appointed 5 Jul 2023

No changes recorded yet.