Paul Julian Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Accredo Financial Services Limited

    FRN 647122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
    • SMF3 Executive Director (30 Aug 2023 to 15 Jul 2025)
    • Responsibility for MCD Intermediation (12 Dec 2016 to 15 May 2018)
    • Responsible for Insurance Mediation (1 Apr 2015 to 15 May 2018)
    • CF10 Compliance Oversight (1 Apr 2015 to 15 May 2018)
    • CF1 Director (1 Apr 2015 to 15 May 2018)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 15 May 2018)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Complete Money Care Ltd

    FRN 588428

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
  • Castell Cyf

    FRN 458970

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
  • Direct Wealth Management Limited (no longer approved here)

    FRN 765903

    • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 18 Jan 2020)
    • [FCA CF] Client dealing (17 Jan 2020 to 18 Jan 2020)
  • Accredo Financial Services (no longer approved here)

    FRN 468757

    • Employed By (12 Jun 2007 to 31 Jul 2015)
  • 2 Gether Financial Solutions (no longer approved here)

    FRN 225090

    • Employed By (11 Jun 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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