Complete Money Care Ltd

• Principal Place of Business

  1 Universal Square

  Devonshire Street North

  Ardwick

  Manchester

  M12 6JH

  UNITED KINGDOM

  Phone

  +4401429451450

  Web

  https://www.completemoneycare.co.uk

• Complaints Contact

  1 Universal Square

  Devonshire Street North

  Ardwick

  Manchester

  M12 6JH

  UNITED KINGDOM

  Phone

  +4401429451450

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice activities.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Grahame Robert Coles

  IRN GRC00030

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Feb 2020)
  • CF11 Money Laundering Reporting (2 Jan 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Henry Giles Strudwick

  IRN HGS00003

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2020)
  • SMF16 Compliance Oversight (since 16 Jul 2020)
  • SMF3 Executive Director (since 16 Jul 2020)
  • Responsibility for MCD Intermediation (since 16 Jul 2020)
  • Responsible for Insurance Distribution (since 16 Jul 2020)
• Jonathan James Bolton

  IRN JJB01163

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2020)
• Karen Ayton

  IRN KXA01518

  • CF1 Director (2 Jan 2013 to 22 Aug 2014)
• Lester Corbett

  IRN LXC00045

  • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2020)
  • Responsibility for MCD Intermediation (30 Aug 2016 to 9 Feb 2020)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Paul Julian Phillips

  IRN PJP00036

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)

No changes recorded yet.