Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castell Cyf

    FRN 458970

    • Responsibility for MCD Intermediation (since 9 Oct 2020)
    • Responsible for Insurance Distribution (since 9 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 16 Jul 2020)
    • Responsible for Insurance Distribution (since 16 Jul 2020)
    • SMF3 Executive Director (since 16 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2020)
    • Responsibility for MCD Intermediation (since 16 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 Apr 2018)
    • CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Apr 2018 to 30 Sep 2018)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
    • CF1 Director (27 Mar 2018 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF4 Partner (AR) (12 May 2014 to 11 Jan 2016)
  • London Asset Management (IFA) Limited (no longer approved here)

    FRN 172237

    • (30)Employed By (16 Mar 2009 to 6 Dec 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (11 Jun 2003 to 28 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.