Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castell Cyf
FRN 458970
- Responsibility for MCD Intermediation (since 9 Oct 2020)
- Responsible for Insurance Distribution (since 9 Oct 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
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Complete Money Care Ltd
FRN 588428
- SMF16 Compliance Oversight (since 16 Jul 2020)
- Responsible for Insurance Distribution (since 16 Jul 2020)
- SMF3 Executive Director (since 16 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2020)
- Responsibility for MCD Intermediation (since 16 Jul 2020)
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Accredo Financial Services Limited
FRN 647122
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 16 Apr 2018)
- CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jun 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (16 Apr 2018 to 30 Sep 2018)
- CF30 Customer (16 Apr 2018 to 8 Dec 2019)
- CF1 Director (27 Mar 2018 to 8 Dec 2019)
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- CF4 Partner (AR) (12 May 2014 to 11 Jan 2016)
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- (30)Employed By (16 Mar 2009 to 6 Dec 2011)
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- CF21 Investment Adviser (11 Jun 2003 to 28 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
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