Castell Cyf

• Principal Place of Business

  1 Universal Square

  Devonshire Street North

  Ardwick

  Manchester

  M12 6JH

  UNITED KINGDOM

  Phone

  +4401758522450

  Web

  https://www.castellcyf.co.uk

• Complaints Contact

  1 Universal Square

  Devonshire Street North

  Ardwick

  Manchester

  M12 6JH

  UNITED KINGDOM

  Phone

  +4401758522450

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Carwyn Evans

  IRN CXE00037

  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2020)
  • Responsible for Insurance Mediation (26 Jul 2016 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (26 Jul 2016 to 19 Mar 2020)
  • CF11 Money Laundering Reporting (15 Oct 2013 to 8 Dec 2019)
  • CF1 Director (8 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (8 Feb 2012 to 8 Dec 2019)
• David Llewelyn Williams

  IRN DLW00020

  • CF1 Director (2 Jan 2007 to 12 Mar 2008)
• Emlyn Griffiths

  IRN EXG00033

  • CF1 Director (2 Jan 2007 to 12 Mar 2008)
• Henry Giles Strudwick

  IRN HGS00003

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2020)
  • Responsibility for MCD Intermediation (since 9 Oct 2020)
  • Responsible for Insurance Distribution (since 9 Oct 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
• John Glyn Parry

  IRN JGP00013

  • CF30 Customer (4 Jan 2013 to 8 Dec 2019)
• Jonathan James Bolton

  IRN JJB01163

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2020)
  • [FCA CF] Client dealing (since 31 Jan 2020)
• Mark Wyn Jones

  IRN MWJ00010

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
  • CF3 Chief Executive (14 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 7 Oct 2013)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
• Owen John Jones

  IRN OJJ00001

  • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Jun 2016)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • Responsible for Insurance Mediation (2 Jan 2007 to 23 Jun 2016)
  • CF1 Director (2 Jan 2007 to 23 Jun 2016)
  • CF10 Compliance Oversight (2 Jan 2007 to 23 Jun 2016)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF3 Chief Executive (2 Jan 2007 to 23 Jun 2016)
• Paul Julian Phillips

  IRN PJP00036

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
  • [FCA CF] Client dealing (since 17 Jan 2020)
• Philip Osborne Horwood

  IRN POH00003

  • CF1 Director (2 Jan 2007 to 12 Mar 2008)

No changes recorded yet.