Carwyn Evans

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 29 May 2020)
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
    • CF30 Customer (since 14 May 2020)
    • CF1 Director (AR) (since 14 May 2020)
    • [PRA CF] Key function holder (29 May 2020 to 30 May 2020)
  • Cwmni Arian Cyf

    FRN 925647

    • Employed By (since 14 May 2020)
  • Cwmni Tarian Cyf (no longer approved here)

    FRN 419272

    • Employed By (8 Dec 2021 to 18 May 2023)
  • Castell Cyf (no longer approved here)

    FRN 458970

    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2020)
    • Responsibility for MCD Intermediation (26 Jul 2016 to 19 Mar 2020)
    • Responsible for Insurance Mediation (26 Jul 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (15 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2012 to 8 Dec 2019)
    • CF1 Director (8 Feb 2012 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF22 Investment Adviser (Trainee) (29 Dec 2003 to 15 Nov 2004)
  • Gwasanaethau Ariannol Elidir Financial Services (no longer approved here)

    FRN 220933

    • (3)Employed By (29 Dec 2003 to 15 Nov 2004)

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