Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 23 Jun 2016)
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF10 Compliance Oversight (2 Jan 2007 to 23 Jun 2016)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
- CF3 Chief Executive (2 Jan 2007 to 23 Jun 2016)
- CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (2 Jan 2007 to 23 Jun 2016)
- CF1 Director (2 Jan 2007 to 23 Jun 2016)
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- Employed By (1 Oct 1998 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.