Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
- SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
- CF3 Chief Executive (14 Jul 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jul 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (2 Jan 2007 to 7 Oct 2013)
- CF1 Director (2 Jan 2007 to 8 Dec 2019)
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- Employed By (3 Feb 2000 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.