Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castell Cyf (no longer approved here)

    FRN 458970

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF3 Chief Executive (14 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 7 Oct 2013)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Castell Cyf (no longer approved here)

    FRN 185518

    • Employed By (3 Feb 2000 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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