Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (28 Nov 2024 to 2 Mar 2026)
    • CF30 Customer (14 Oct 2024 to 2 Mar 2026)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (464)Employed By (14 Oct 2024 to 2 Mar 2026)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Manager of certification employee (14 Oct 2022 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2022)
    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Pension Works Limited (no longer approved here)

    FRN 739922

    • [FCA CF] Functions requiring qualifications (20 Apr 2022 to 28 Sep 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (16 Jun 2017 to 29 Mar 2018)
  • Chesterton House Financial Planning Ltd (no longer approved here)

    FRN 126368

    • CF30 Customer (26 Nov 2015 to 27 Jun 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Nov 2014 to 7 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Oct 2013 to 5 Jun 2014)
    • CF22 Investment Adviser (Trainee) (14 Oct 2005 to 10 Jan 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Sep 2008 to 6 May 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.