Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (28 Nov 2024 to 2 Mar 2026)
- CF30 Customer (14 Oct 2024 to 2 Mar 2026)
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- (464)Employed By (14 Oct 2024 to 2 Mar 2026)
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- [FCA CF] Manager of certification employee (14 Oct 2022 to 29 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2022)
- CF30 Customer (16 May 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (20 Apr 2022 to 28 Sep 2022)
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- CF30 Customer (16 Jun 2017 to 29 Mar 2018)
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- CF30 Customer (26 Nov 2015 to 27 Jun 2016)
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- CF30 Customer (10 Nov 2014 to 7 Jul 2015)
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- CF30 Customer (31 Oct 2013 to 5 Jun 2014)
- CF22 Investment Adviser (Trainee) (14 Oct 2005 to 10 Jan 2007)
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- CF30 Customer (17 Sep 2008 to 6 May 2010)
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- CF30 Customer (1 Nov 2007 to 19 Sep 2008)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.