Chesterton House Financial Planning Ltd

• Principal Place of Business

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

  Web

  https://www.chestertonhouse.co.uk

• Complaints Contact

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Emma Lynott

  IRN AES00032

  • [FCA CF] Client dealing (14 Sep 2020 to 25 Nov 2022)
  • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 31 Oct 2024)
• Andrew Kevin Jervis

  IRN AKJ00004

  • SMF3 Executive Director (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (25 Nov 2022 to 1 Sep 2024)
  • [FCA CF] Client dealing (3 Feb 2020 to 27 Feb 2026)
  • [FCA CF] CASS oversight function (3 Feb 2020 to 23 Jun 2021)
  • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 27 Feb 2026)
  • Responsibility for MCD Intermediation (3 Jan 2020 to 7 May 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2024)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2024)
  • CF1 Director (AR) (5 May 2006 to 1 Sep 2024)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Angeliki Sidat

  IRN AXD02625

  • 11. Pension transfer specialist
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 1 Sep 2024)
  • [FCA CF] Manager of certification employee (since 24 Nov 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Sep 2024)
  • CF30 Customer (1 Feb 2017 to 1 Sep 2024)
• Callum Christopher Donoghue

  IRN CXD00236

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 May 2021)
  • [FCA CF] Functions requiring qualifications (since 1 May 2021)
• Christopher Morrison Mitchinson-Tulip

  IRN CMM01134

  • CF1 Director (AR) (28 Jan 2005 to 30 Apr 2008)
• David Andrew Jones

  IRN DAJ01096

  • [FCA CF] Client dealing (3 Feb 2020 to 25 Jun 2021)
  • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 25 Jun 2021)
  • [FCA CF] Manager of certification employee (3 Feb 2020 to 25 Jun 2021)
  • CF30 Customer (6 Nov 2012 to 8 Dec 2019)
• David John Pagett-Wright

  IRN DJP01248

  • CF1 Director (AR) (28 Jan 2005 to 30 Apr 2013)
• David William Wright

  IRN DWW00028

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 1 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
  • SMF3 Executive Director (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (since 28 Nov 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Sep 2024)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2024)
  • CF1 Director (AR) (28 Jan 2005 to 1 Sep 2024)
  • CF21 Investment Adviser (2 Apr 2003 to 31 Oct 2007)
• Dawn Louise Hubbard

  IRN DXH00800

  • SMF3 Executive Director (since 2 May 2024)
• Jacqueline Beesley

  IRN JXB02987

  • [FCA CF] Client dealing (1 Aug 2022 to 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 1 Nov 2023)

• Everett MacLeod Ltd (2635) (no longer appointed)

  FRN 186403 · Appointed 4 Jan 2010 · Until 30 Dec 2011

• Woodgate Financial Planning Ltd (no longer appointed)

  FRN 223951 · Appointed 31 Mar 2003 · Until 1 Sep 2024

No changes recorded yet.