Chesterton House Financial Planning Ltd

• Principal Place of Business

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

  Web

  https://www.chestertonhouse.co.uk

• Complaints Contact

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel Burgess

  IRN JXB03483

  • CF30 Customer (20 Mar 2019 to 21 May 2019)
• Jonathan Nicholas Potter

  IRN JNP00005

  • Responsible for Insurance Distribution (since 3 May 2024)
  • SMF16 Compliance Oversight (since 3 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
  • SMF3 Executive Director (since 3 May 2024)
  • [FCA CF] Manager of certification employee (since 10 May 2021)
  • Responsibility for MCD Intermediation (3 May 2024 to 28 Nov 2024)
• Jordan Wong

  IRN JXW02622

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 2 Feb 2022)
  • [FCA CF] Client dealing (since 3 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
  • CF30 Customer (27 Sep 2017 to 8 Dec 2019)
• Joseph Fawcett

  IRN JXF00651

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 16 Dec 2024)
• Kaushika Chauhan

  IRN KXC00531

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Mar 2026)
  • [FCA CF] Client dealing (since 19 Mar 2026)
• Lee Matthew Kirven

  IRN LMK01043

  • CF30 Customer (22 Apr 2014 to 4 Jan 2016)
• Lisa Marie Leeland

  IRN LML00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)
• Martin David Fry

  IRN MXF01411

  • CF30 Customer (26 Nov 2015 to 27 Jun 2016)
• Michael MacLeod

  IRN MTM00005

  • CF1 Director (AR) (4 Jan 2010 to 30 Dec 2011)
  • CF30 Customer (4 Jan 2010 to 30 Dec 2011)
• Nicholas Heinz Joachim Teige

  IRN NXT01126

  • CF30 Customer (14 Nov 2014 to 4 Jan 2016)

• Everett MacLeod Ltd (2635) (no longer appointed)

  FRN 186403 · Appointed 4 Jan 2010 · Until 30 Dec 2011

• Woodgate Financial Planning Ltd (no longer appointed)

  FRN 223951 · Appointed 31 Mar 2003 · Until 1 Sep 2024

No changes recorded yet.