Jonathan Nicholas Potter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chesterton House Financial Planning Ltd
FRN 126368
- SMF16 Compliance Oversight (since 3 May 2024)
- Responsible for Insurance Distribution (since 3 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
- SMF3 Executive Director (since 3 May 2024)
- [FCA CF] Manager of certification employee (since 10 May 2021)
- Responsibility for MCD Intermediation (3 May 2024 to 28 Nov 2024)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.