Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Franklyn Financial Management Ltd
FRN 416194
- (8)Employed By (since 8 Jan 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Apr 2016)
- CF1 Director (AR) (29 Mar 2018 to 6 Feb 2025)
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- CF30 Customer (14 Nov 2014 to 4 Jan 2016)
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- CF21 Investment Adviser (21 Aug 2006 to 3 Aug 2007)
- CF22 Investment Adviser (Trainee) (26 Jan 2005 to 21 Aug 2006)
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- CF22 Investment Adviser (Trainee) (30 Mar 2004 to 19 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.