Chesterton House Financial Planning Ltd

• Principal Place of Business

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

  Web

  https://www.chestertonhouse.co.uk

• Complaints Contact

  3 Rectory Place

  Loughborough

  Leicestershire

  LE11 1UW

  UNITED KINGDOM

  Phone

  +4401509610472

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Kitching

  IRN RXS02423

  • SMF3 Executive Director (since 3 May 2024)
• Richard Henry Paxton Urwin

  IRN RHU00001

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 3 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (25 Nov 2022 to 1 Sep 2024)
  • [FCA CF] Manager of certification employee (3 Feb 2020 to 1 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2024)
  • CF1 Director (AR) (5 May 2006 to 1 Sep 2024)
  • CF1 Director (22 Jan 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Rita Rathod

  IRN RXR01570

  • CF1 Director (AR) (16 Aug 2013 to 8 Aug 2023)
• Ross Mackie

  IRN RXM16370

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Sep 2024)
  • CF30 Customer (27 Jun 2019 to 1 Sep 2024)
• Samuel Alec Harrington

  IRN SXH00880

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2022)
  • [FCA CF] Client dealing (since 3 Nov 2022)
• Sasha Hunt

  IRN SXH00023

  • CF1 Director (1 Jul 2010 to 27 Jan 2014)
  • CF30 Customer (19 May 2010 to 1 Jun 2015)
• Stephen Jonathan Nottridge

  IRN SJN01106

  • CF1 Director (AR) (2 Jun 2008 to 30 Apr 2013)
• Susan Sams

  IRN SLI01008

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
  • CF30 Customer (19 Oct 2016 to 8 Dec 2019)
• Suzanne Marie Richardson

  IRN SMR00032

  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2006)
• Thomas Andrew Clarke

  IRN TXC32947

  • [FCA CF] Functions requiring qualifications (1 Sep 2024 to 6 Nov 2024)
  • [FCA CF] Client dealing (1 Sep 2024 to 6 Nov 2024)
  • CF30 Customer (22 Mar 2022 to 1 Sep 2024)
  • Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 1 Sep 2024)

• Everett MacLeod Ltd (2635) (no longer appointed)

  FRN 186403 · Appointed 4 Jan 2010 · Until 30 Dec 2011

• Woodgate Financial Planning Ltd (no longer appointed)

  FRN 223951 · Appointed 31 Mar 2003 · Until 1 Sep 2024

No changes recorded yet.