Suzanne Marie Richardson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (12 Jun 2020 to 1 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2022)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF30 Customer (12 Jun 2020 to 2 Jul 2020)
Riverfall Financial Ltd (no longer approved here)
FRN 625182
- (5)Employed By (27 Sep 2017 to 1 Apr 2022)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF7 Sole Trader (AR) (12 Apr 2006 to 31 Jan 2007)
- CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
Chesterton House Financial Planning Ltd (no longer approved here)
FRN 126368
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.