Thomas Andrew Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
  • Chesterton House Financial Planning Ltd (no longer approved here)

    FRN 126368

    • [FCA CF] Client dealing (1 Sep 2024 to 6 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Sep 2024 to 6 Nov 2024)
    • CF30 Customer (22 Mar 2022 to 1 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 1 Sep 2024)
  • Woodgate Financial Planning Ltd (no longer approved here)

    FRN 223951

    • Employed By (22 Mar 2022 to 1 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2020 to 30 Apr 2021)
    • CF30 Customer (27 Feb 2020 to 30 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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