Richard Henry Paxton Urwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chesterton House Financial Planning Ltd

    FRN 126368

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (25 Nov 2022 to 1 Sep 2024)
    • [FCA CF] Manager of certification employee (3 Feb 2020 to 1 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2024)
    • CF1 Director (AR) (5 May 2006 to 1 Sep 2024)
    • CF1 Director (22 Jan 2002 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Woodgate Financial Planning Ltd (no longer approved here)

    FRN 223951

    • Employed By (5 May 2006 to 1 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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