Michael MacLeod

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited (no longer approved here)

    FRN 775068

    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 1 May 2022)
    • [FCA CF] Client dealing (6 Jan 2020 to 1 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Mar 2020)
    • CF11 Money Laundering Reporting (5 Dec 2017 to 8 Dec 2019)
    • CF1 Director (5 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Dec 2017 to 30 Sep 2018)
  • Integrated Wealth Management Ltd (no longer approved here)

    FRN 563705

    • CF30 Customer (9 May 2013 to 5 Dec 2017)
    • CF1 Director (AR) (9 May 2013 to 5 Dec 2017)
  • Chesterton House Financial Planning Ltd (no longer approved here)

    FRN 126368

    • CF30 Customer (4 Jan 2010 to 30 Dec 2011)
    • CF1 Director (AR) (4 Jan 2010 to 30 Dec 2011)
  • Everett MacLeod Ltd (2635) (no longer approved here)

    FRN 186403

    • Employed By (4 Jan 2010 to 30 Dec 2011)
  • Cameron Scott Options Ltd (no longer approved here)

    FRN 401115

    • Employed By (27 May 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.