Andrew Kevin Jervis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chesterton House Financial Planning Ltd

    FRN 126368

    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (25 Nov 2022 to 1 Sep 2024)
    • [FCA CF] Client dealing (3 Feb 2020 to 27 Feb 2026)
    • [FCA CF] CASS oversight function (3 Feb 2020 to 23 Jun 2021)
    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 27 Feb 2026)
    • Responsibility for MCD Intermediation (3 Jan 2020 to 7 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2024)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2024)
    • CF1 Director (AR) (5 May 2006 to 1 Sep 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Everett MacLeod Ltd (2635) (no longer approved here)

    FRN 186403

    • Employed By (4 Jan 2010 to 1 Sep 2024)
  • Woodgate Financial Planning Ltd (no longer approved here)

    FRN 223951

    • Employed By (5 May 2006 to 1 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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