Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Kemp

  IRN AJK01184

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Adam Norris

  IRN AXN00001

  • CF3 Chief Executive (28 Mar 2003 to 6 Mar 2007)
  • CF1 Director (1 Dec 2001 to 14 Mar 2008)
• Adam Robin Reed

  IRN ARR00012

  • [FCA CF] Functions requiring qualifications (23 Jan 2025 to 15 Mar 2026)
  • [FCA CF] Client dealing (20 May 2021 to 15 Mar 2024)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Adam Sherratt

  IRN AXS01123

  • [FCA CF] Material risk taker (4 Jan 2022 to 30 Sep 2022)
• Adrian Rees

  IRN AXR00115

  • CF30 Customer (8 Jul 2015 to 16 Oct 2015)
• Afonso De Lacerda Baiao Do Nascimento

  IRN AXD00881

  • [FCA CF] Manager of certification employee (1 Jul 2025 to 30 Sep 2025)
• Aiden Fenlon

  IRN AXF00663

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
• Alex William Pearce

  IRN AWP01066

  • CF30 Customer (27 Mar 2015 to 27 Feb 2019)
• Alexander Ian Campbell

  IRN AIC01020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Aug 2014 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 11 Jul 2007)
• Alexander James Fraser Davies

  IRN AJD01271

  • CF1 Director (31 Jul 2006 to 6 Dec 2013)

No changes recorded yet.