Alexander James Fraser Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wealth Club Asset Management Limited
FRN 400139
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (23 Jan 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (23 Jan 2018 to 27 Jul 2019)
- CF1 Director (23 Jan 2018 to 8 Dec 2019)
- CF3 Chief Executive (23 Jan 2018 to 8 Dec 2019)
Wealth Club Limited
FRN 725176
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2016 to 3 Nov 2016)
- CF11 Money Laundering Reporting (1 Jul 2016 to 10 Jan 2018)
- CF3 Chief Executive (1 Jul 2016 to 8 Dec 2019)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF1 Director (31 Jul 2006 to 6 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.