Date authorised
1 July 2016
Companies House
09831162
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511
  • Complaints Contact

    20 Richmond Hill
    Bristol
    Somerset
    BS8 1BA
    UNITED KINGDOM
    Phone
    +441179290511

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Pine

    IRN AXP03109

    • [FCA CF] Client dealing (since 13 Apr 2026)
  • Adam Daniel Watts

    IRN AXW00260

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2021)
  • Alexander James Fraser Davies

    IRN AJD01271

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2016 to 10 Jan 2018)
    • CF10 Compliance Oversight (1 Jul 2016 to 3 Nov 2016)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
  • Alison Jane Briggs

    IRN AJD01199

    • [FCA CF] Client dealing (21 Jun 2021 to 28 Sep 2022)
  • Amman Meah

    IRN AXM04157

    • [FCA CF] Client dealing (30 Aug 2023 to 17 Jan 2024)
  • Ben Chalkley

    IRN BXC00441

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • Benjamin O'Sullivan

    IRN BXO00020

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Benjamin Terence Yearsley

    IRN BXY01008

    • CF1 Director (1 Jul 2016 to 3 Apr 2017)
  • Callum MacDonald

    IRN CXM02864

    • [FCA CF] Client dealing (since 13 Apr 2026)
  • Carlo Revel-Chion

    IRN CXR00465

    • [FCA CF] Client dealing (31 Aug 2023 to 11 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.