Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jane Zobel

  IRN AJZ01010

  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jun 2021)
• Amanda Binsley

  IRN AXW84598

  • [FCA CF] Material risk taker (31 Jul 2023 to 21 Aug 2024)
• Amanda Shepherd

  IRN AXS00187

  • [FCA CF] Material risk taker (28 Sep 2021 to 26 Apr 2024)
  • [FCA CF] Manager of certification employee (28 Sep 2021 to 26 Apr 2024)
• Amos John Nelson

  IRN AJN01076

  • CF22 Investment Adviser (Trainee) (24 May 2005 to 2 Oct 2007)
• Amy Catherine Wilson

  IRN ACW01135

  • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 5 Oct 2006)
• Amy Elizabeth Stirling

  IRN AXS04403

  • [FCA CF] Manager of certification employee (28 Feb 2022 to 1 Aug 2025)
  • [FCA CF] Material risk taker (28 Feb 2022 to 21 Aug 2024)
  • [FCA CF] Significant management (28 Feb 2022 to 18 Mar 2022)
• Andrea Carrie Rocsan Painter

  IRN ACP00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Andrew Daly

  IRN AXD01045

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)
• Andrew Damian Robert Binding

  IRN ADB00048

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Andrew David Escott

  IRN ADE00013

  • CF30 Customer (31 Dec 2012 to 19 Sep 2014)

No changes recorded yet.