Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Feb 2023)
    • CF1 Director (AR) (since 30 Nov 2022)
    • CF30 Customer (since 30 Nov 2022)
    • Employed By (since 30 Nov 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Mar 2015 to 22 Dec 2017)
  • Cooper Associates Wealth Management Ltd (no longer approved here)

    FRN 514008

    • Employed By (26 Nov 2014 to 22 Dec 2017)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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