Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Collett

  IRN AJC01418

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2021)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Andrew John Wilson

  IRN AJW00062

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Andrew Neil Grey

  IRN ANG00001

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Andrew Nelson

  IRN AXN00251

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2024)
  • [FCA CF] Client dealing (since 22 Jan 2024)
• Andrew Paul Bailey

  IRN APB01138

  • CF22 Investment Adviser (Trainee) (17 Oct 2002 to 22 Jan 2003)
• Andrew Paul Lewis

  IRN APL00003

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Oct 2025)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Andrew Simon Robbins

  IRN ASR01058

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 3 Oct 2007)
• Andrew Waldron Mence

  IRN AXM02073

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Anne Fairweather

  IRN AXF00450

  • [FCA CF] Significant management (26 Jul 2023 to 15 Mar 2026)
• Anthony David Roberts

  IRN ADR00001

  • [FCA CF] Client dealing (16 Mar 2023 to 25 Nov 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (19 Jun 2014 to 8 Dec 2019)

No changes recorded yet.