Andrew James Collett

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2026)
    • [FCA CF] Client dealing (since 26 Mar 2026)
    • [FCA CF] Manager of certification employee (since 26 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
    • CF1 Director (AR) (since 13 Feb 2026)
    • CF30 Customer (since 13 Feb 2026)
  • ROCKWEALTH COTSWOLDS LTD

    FRN 1043777

    • (2)Employed By (since 13 Feb 2026)
  • Chetwood Wealth Management Ltd (no longer approved here)

    FRN 195024

    • [FCA CF] Client dealing (1 Dec 2021 to 17 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 17 Dec 2025)
  • Ermin Fosse Financial Management LLP (no longer approved here)

    FRN 197438

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 17 Dec 2025)
    • [FCA CF] Client dealing (1 Dec 2021 to 17 Dec 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2021)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.