Ermin Fosse Financial Management LLP

• Principal Place of Business

  55 Dyer St

  Cirencester

  Gloucestershire

  GL7 2PP

  UNITED KINGDOM

  Phone

  +441285649200

  Web

  https://www.erminfosse.co.uk

• Complaints Contact

  55 Dyer Street

  Cirencester

  Gloucestershire

  GL7 2PP

  UNITED KINGDOM

  Phone

  +441285649200

  Web

  https://www.erminfosse.co.uk

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Henry Keppel Postan

  IRN AHP00006

  • CF11 Money Laundering Reporting (13 Nov 2008 to 1 Jan 2010)
  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
  • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 1 Jan 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Andrew James Collett

  IRN AJC01418

  • [FCA CF] Client dealing (1 Dec 2021 to 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 17 Dec 2025)
• Bradley Mark Pimm

  IRN BMP01040

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2026)
  • [FCA CF] Client dealing (since 27 Jan 2026)
• Daniel Philip Boden

  IRN DPB01132

  • [FCA CF] Functions requiring qualifications (30 Jun 2021 to 2 Aug 2021)
  • SMF27 Partner (29 Apr 2020 to 2 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
• Falon Alley

  IRN FXC20360

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
  • [FCA CF] Manager of certification employee (since 23 Jul 2024)
  • SMF27 Partner (29 Apr 2022 to 17 Feb 2026)
• George Pendarves

  IRN GXP19524

  • SMF27 Partner (29 Apr 2022 to 17 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2022 to 16 Nov 2023)
• Henry Amor

  IRN HXA00272

  • [FCA CF] Client dealing (20 Feb 2024 to 16 Dec 2025)
  • [FCA CF] Functions requiring qualifications (20 Feb 2024 to 16 Dec 2025)
• Howard Philip Barnes

  IRN HPB01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
  • SMF16 Compliance Oversight (since 16 Apr 2026)
• James Andros de Lisle Wells

  IRN JAD01287

  • SMF27 Partner (9 Dec 2019 to 2 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2021)
  • CF4 Partner (13 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (7 Feb 2011 to 8 Dec 2019)
• James Hollway

  IRN JXH01525

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 May 2022)
  • SMF27 Partner (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
  • CF11 Money Laundering Reporting (19 May 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.