Ermin Fosse Financial Management LLP

• Principal Place of Business

  55 Dyer St

  Cirencester

  Gloucestershire

  GL7 2PP

  UNITED KINGDOM

  Phone

  +441285649200

  Web

  https://www.erminfosse.co.uk

• Complaints Contact

  55 Dyer Street

  Cirencester

  Gloucestershire

  GL7 2PP

  UNITED KINGDOM

  Phone

  +441285649200

  Web

  https://www.erminfosse.co.uk

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jane Louise Mulford

  IRN JLM01145

  • SMF27 Partner (13 Apr 2022 to 16 Sep 2022)
• Joanne Reah

  IRN JXR01780

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
  • [FCA CF] Manager of certification employee (since 28 Nov 2023)
  • SMF27 Partner (9 Feb 2022 to 17 Feb 2026)
• Mark William Pendarves

  IRN MWP00001

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Nov 2023 to 29 Jul 2024)
  • SMF27 Partner (11 Feb 2022 to 17 Feb 2026)
• Merran Olivia James

  IRN MXR79223

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2026)
• Nigel John Alexander Clark

  IRN NJC00043

  • CF21 Investment Adviser (8 May 2006 to 6 Aug 2007)
• Nigel Timothy Barthorp

  IRN NTB00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • SMF27 Partner (9 Dec 2019 to 6 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 May 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Philip Peter Collins

  IRN PPC00004

  • CF4 Partner (1 Dec 2001 to 31 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2003)
• Richard John Hansell

  IRN RJH01252

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
  • [FCA CF] Manager of certification employee (since 28 Nov 2023)
  • SMF16 Compliance Oversight (since 29 Apr 2022)
  • SMF27 Partner (since 29 Apr 2022)
• Ryan Daniel James Griggs

  IRN RDG01083

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 27 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2026)

No changes recorded yet.