Richard John Hansell

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chetwood Wealth Management Ltd

    FRN 195024

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2023)
    • CF30 Customer (since 17 Dec 2023)
    • SMF16 Compliance Oversight (since 29 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (AR) (6 May 2025 to 3 Jul 2025)
    • SMF1 Chief Executive (29 Apr 2022 to 25 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
    • CF10 Compliance Oversight (25 Nov 2014 to 9 May 2019)
    • CF1 Director (27 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 30 Dec 2002)
  • Ermin Fosse Financial Management LLP

    FRN 197438

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
    • [FCA CF] Client dealing (since 23 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 28 Nov 2023)
    • SMF27 Partner (since 29 Apr 2022)
    • SMF16 Compliance Oversight (since 29 Apr 2022)
  • DARNELLS WEALTH MANAGEMENT LIMITED

    FRN 474566

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
    • SMF16 Compliance Oversight (since 29 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (29 Apr 2022 to 25 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2021)
    • CF10 Compliance Oversight (19 Nov 2018 to 8 Dec 2019)
    • CF1 Director (19 Nov 2018 to 8 Dec 2019)
  • Chetwood Private Wealth Limited

    FRN 846194

    • Employed By (since 17 Dec 2023)
  • CHETWOOD INVESTMENT MANAGEMENT LIMITED

    FRN 835233

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2026)
    • CF11 Money Laundering Reporting (14 Aug 2019 to 8 Dec 2019)
    • CF1 Director (14 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Chetwood Review Service Limited (no longer approved here)

    FRN 1012823

    • Employed By (6 May 2025 to 9 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.