DARNELLS WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Darnells Wealth Management Ltd

  Unit 4

  The Maltings

  Teign Road

  Newton Abbot

  Devon

  TQ12 4AA

  UNITED KINGDOM

  Phone

  +4401626247630

  Web

  https://www.darnellswm.co.uk

• Complaints Contact

  Darnells Wealth Management Ltd

  Unit 4

  The Maltings

  Teign Road

  Newton Abbot

  Devon

  TQ12 4AA

  UNITED KINGDOM

  Phone

  +4401626247630

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Coryse Anne Sullivan

  IRN CAS00015

  • CF30 Customer (2 Jan 2008 to 24 May 2019)
  • CF10 Compliance Oversight (2 Jan 2008 to 1 Nov 2018)
• Craig Robert Gahagan

  IRN CXG00172

  • [FCA CF] Functions requiring qualifications (15 Sep 2021 to 17 Jul 2023)
  • [FCA CF] Client dealing (15 Sep 2021 to 17 Jul 2023)
• David George Smith

  IRN DGS01085

  • CF1 Director (2 Jan 2008 to 15 Feb 2010)
• Falon Alley

  IRN FXC20360

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2025)
  • [FCA CF] Client dealing (since 2 Sep 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2022)
• George Pendarves

  IRN GXP19524

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2021 to 16 Nov 2023)
  • SMF3 Executive Director (21 May 2021 to 6 Feb 2026)
• Graham John Lear

  IRN GJL01064

  • CF30 Customer (19 Apr 2010 to 29 Jul 2010)
• Grant Thomas Hotson

  IRN GTH01036

  • SMF3 Executive Director (since 30 Sep 2025)
• Howard Philip Barnes

  IRN HPB01030

  • SMF16 Compliance Oversight (since 16 Apr 2026)
  • SMF3 Executive Director (since 16 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
• Jane Louise Mulford

  IRN JLM01145

  • SMF3 Executive Director (13 Apr 2022 to 16 Sep 2022)
• Joanne Reah

  IRN JXR01780

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
  • [FCA CF] Manager of certification employee (since 28 Nov 2023)
  • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)

No changes recorded yet.