Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ACUMA LIMITED
FRN 302942
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
- [FCA CF] Client dealing (since 3 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (since 2 Mar 2026)
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- [FCA CF] Functions requiring qualifications (1 Sep 2023 to 3 Feb 2026)
- [FCA CF] Client dealing (1 Sep 2023 to 3 Feb 2026)
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- [FCA CF] Functions requiring qualifications (15 Sep 2021 to 17 Jul 2023)
- [FCA CF] Client dealing (15 Sep 2021 to 17 Jul 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.