ACUMA LIMITED

• Principal Place of Business

  20A Magdalen Road

  Exeter

  Devon

  EX2 4TD

  UNITED KINGDOM

  Phone

  +4401392925615

  Web

  https://www.acumawealth.co.uk

• Complaints Contact

  20A Magdalen Road

  Exeter

  Devon

  EX2 4TD

  UNITED KINGDOM

  Phone

  +4401392925615

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Clinton Brian McCabe

  IRN CBM01043

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 8 Jul 2025)
  • Responsibility for MCD Intermediation (since 8 Jul 2025)
  • Responsible for Insurance Distribution (since 8 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2025)
  • SMF16 Compliance Oversight (since 8 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • [FCA CF] Client dealing (since 23 Apr 2025)
• Craig Robert Gahagan

  IRN CXG00172

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
  • [FCA CF] Client dealing (since 3 Mar 2026)
  • Appointed representative dealing with clients for which they require qualification (since 2 Mar 2026)
• David Arthur Vernon

  IRN DAV00001

  • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 26 Oct 2022)
  • [FCA CF] Client dealing (12 Mar 2021 to 26 Oct 2022)
  • CF30 Customer (7 May 2011 to 8 Dec 2019)
• John Richard Greenwood

  IRN JRG00031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
  • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
• Laurence Robert Henry Clarke

  IRN LXC00662

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
  • [FCA CF] Client dealing (since 30 Apr 2025)
• Nicholas Granville Austin Ball

  IRN NGB00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2026)
  • SMF1 Chief Executive (9 Dec 2019 to 23 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 23 Jan 2026)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Jan 2026)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (31 May 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (31 May 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
  • CF3 Chief Executive (31 Oct 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
  • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
  • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
  • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)

No changes recorded yet.