David Arthur Vernon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2022)
    • CF30 Customer (since 9 Dec 2022)
  • GL Integrity Financial Planning Ltd

    FRN 456599

    • (3)Employed By (since 9 Dec 2022)
  • ACUMA LIMITED (no longer approved here)

    FRN 302942

    • [FCA CF] Client dealing (12 Mar 2021 to 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 26 Oct 2022)
    • CF30 Customer (7 May 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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