Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ACUMA LIMITED
FRN 302942
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 8 Jul 2025)
- SMF1 Chief Executive (since 8 Jul 2025)
- SMF16 Compliance Oversight (since 8 Jul 2025)
- Responsibility for MCD Intermediation (since 8 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2025)
- [FCA CF] Client dealing (since 23 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
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- SMF1 Chief Executive (15 Aug 2023 to 30 Aug 2024)
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- CF30 Customer (14 Sep 2011 to 31 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.