Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ACUMA LIMITED

    FRN 302942

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 8 Jul 2025)
    • SMF1 Chief Executive (since 8 Jul 2025)
    • SMF16 Compliance Oversight (since 8 Jul 2025)
    • Responsibility for MCD Intermediation (since 8 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2025)
    • [FCA CF] Client dealing (since 23 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • Fowler Drew Limited (no longer approved here)

    FRN 402423

    • SMF1 Chief Executive (15 Aug 2023 to 30 Aug 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Sep 2011 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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