Fowler Drew Limited

• Principal Place of Business

  1st Floor

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +4402077362434

  Web

  https://www.fowlerdrew.co.uk

• Complaints Contact

  1st Floor

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +4402077362434

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Elizabeth Cleaver

  IRN AEC01073

  • CF30 Customer (13 Jun 2011 to 16 Sep 2013)
• Christopher George Ling

  IRN CGL01033

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 22 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 May 2024)
  • CF1 Director (4 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (30 Nov 2012 to 8 Dec 2019)
• Clinton Brian McCabe

  IRN CBM01043

  • SMF1 Chief Executive (15 Aug 2023 to 30 Aug 2024)
• David John Anderson

  IRN DJA01131

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2025)
  • Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
  • CF1 Director (15 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
• Jo-Anne Ruth Gray

  IRN JRG01142

  • CF11 Money Laundering Reporting (31 Oct 2012 to 11 Nov 2015)
  • CF10 Compliance Oversight (31 Oct 2012 to 11 Nov 2015)
  • CF1 Director (4 Jun 2008 to 11 Nov 2015)
• Jonathan Richard Alistair Brown

  IRN JRB01136

  • CF1 Director (8 Apr 2011 to 2 Sep 2013)
• Lisa Cahill

  IRN LXC00082

  • Responsible for Insurance Distribution (since 11 Aug 2025)
  • SMF16 Compliance Oversight (since 23 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2025)
• Philip Baxter

  IRN PDB00003

  • CF27 Investment Management (20 Apr 2005 to 1 Oct 2007)
  • CF24 Pension Transfer Specialist (26 Nov 2004 to 1 Oct 2007)
  • CF21 Investment Adviser (26 Nov 2004 to 1 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 1 Oct 2007)
  • CF1 Director (26 Nov 2004 to 15 Oct 2007)
• Sa Lu

  IRN SXL01483

  • SMF3 Executive Director (since 2 Apr 2024)
• Samuel Jonathan Smith

  IRN SJS01349

  • CF30 Customer (12 Jun 2009 to 19 Aug 2011)

No changes recorded yet.