Fowler Drew Limited

Date authorised
1 April 2013
Companies House
04384956
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    68 King William Street
    London
    City Of London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4402077362434
    Web
    https://www.fowlerdrew.co.uk

  • Complaints Contact

    1st Floor
    68 King William Street
    London
    City Of London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4402077362434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shameer Patel

    IRN SXP02870

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
  • Sophie Elizabeth Helen Barrow

    IRN SET01063

    • CF30 Customer (2 Apr 2014 to 18 Oct 2017)
  • Stuart Anthony Fowler

    IRN SAF01079

    • SMF9 Chair of the Governing Body (since 18 Jun 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (15 Aug 2023 to 18 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jun 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Aug 2023)
    • CF11 Money Laundering Reporting (23 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Oct 2011 to 8 Oct 2015)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Nov 2004 to 21 Nov 2012)
    • CF1 Director (26 Nov 2004 to 15 Oct 2007)
    • CF8 Apportionment and Oversight (26 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (26 Nov 2004 to 8 Dec 2019)
    • CF27 Investment Management (26 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 17 Mar 2005)
    • CF13 Finance (26 Nov 2004 to 31 Oct 2007)
  • Tariq Shaikh

    IRN TXS01127

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 5 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
    • [FCA CF] Significant management (since 7 Oct 2024)
  • Timothy Clark

    IRN TJC01150

    • CF30 Customer (29 May 2008 to 14 Jan 2011)
    • CF1 Director (29 May 2008 to 15 Dec 2010)

Recent activity

Updates to this firm's record on the FCA register.

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