Timothy Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (8 Oct 2018 to 10 Aug 2023)
    • [FCA CF] Functions requiring qualifications (8 Oct 2018 to 10 Aug 2023)
  • Fowler Drew Limited (no longer approved here)

    FRN 402423

    • CF1 Director (29 May 2008 to 15 Dec 2010)
    • CF30 Customer (29 May 2008 to 14 Jan 2011)
  • CAVENDISH MEDICAL LIMITED (no longer approved here)

    FRN 436797

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (2 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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