Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• ASHOK HARISH Bhudia

  IRN HXB01199

  • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
  • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)
• Aaron James Bridger

  IRN AJB01580

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF22 Investment Adviser (Trainee) (16 May 2006 to 31 Oct 2007)
• Aarti M Daryanani

  IRN AMD01131

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
• Abdulazeez Buhari

  IRN AXB01094

  • [FCA CF] Functions requiring qualifications (15 Jul 2022 to 23 Jun 2025)
  • [FCA CF] Client dealing (15 Jul 2022 to 5 Mar 2025)
• Abdulaziz Ghazi Al-Nafisi

  IRN AGA01017

  • CF21 Investment Adviser (30 Mar 2006 to 10 Jan 2007)
• Abhaysinh Gohel

  IRN AXG01905

  • CF30 Customer (9 Jun 2014 to 17 Nov 2015)
• Abhineet Rai

  IRN AXR01813

  • CF30 Customer (1 Jul 2013 to 6 Mar 2016)
• Adam Bergenfield

  IRN AJB01713

  • [FCA CF] Client dealing (26 Jul 2023 to 8 Oct 2024)
  • [FCA CF] Manager of certification employee (26 Jul 2023 to 8 Oct 2024)
  • [FCA CF] Functions requiring qualifications (12 Sep 2018 to 1 Mar 2019)
• Adam Brownlee

  IRN AJB00248

  • CF30 Customer (3 Sep 2010 to 20 May 2011)
• Adam Edwards

  IRN AME01042

  • [FCA CF] Client dealing (4 May 2018 to 29 Mar 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Mar 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 31 Oct 2007)

No changes recorded yet.