ASHOK HARISH Bhudia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crossbridge Capital LLP

    FRN 480069

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF16 Compliance Oversight (since 15 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Aug 2008 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 15 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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