Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Jonathan Howell

  IRN AJH01592

  • [FCA CF] Material risk taker (31 Oct 2024 to 23 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (31 Oct 2024 to 23 Jun 2025)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 23 Jun 2025)
  • [FCA CF] Client dealing (3 Oct 2022 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 23 Jun 2025)
• Adam Morrow

  IRN AXM00324

  • [FCA CF] Functions requiring qualifications (2 Jul 2018 to 15 Jul 2021)
  • [FCA CF] Client dealing (2 Jul 2018 to 15 Jul 2021)
• Adam Nixon

  IRN AXN00346

  • [FCA CF] Client dealing (20 Nov 2023 to 14 Jun 2024)
  • [FCA CF] Functions requiring qualifications (20 Nov 2023 to 14 Jun 2024)
• Adam Robert Mika

  IRN ARM01272

  • CF30 Customer (4 Feb 2013 to 11 Dec 2014)
• Adam Scott Miles

  IRN ASM01111

  • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 23 May 2003)
• Adelheid Von Liechtenstein

  IRN AXV01228

  • CF30 Customer (19 Mar 2009 to 1 Apr 2011)
• Aditya Mishra

  IRN AXM03621

  • CF30 Customer (7 Dec 2013 to 6 Mar 2016)
• Adonis Aristos Michaelides

  IRN AAM01092

  • CF30 Customer (1 Nov 2007 to 16 Jan 2012)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Adrian John Crowe

  IRN AXC00237

  • [FCA CF] Client dealing (1 Feb 2022 to 20 Mar 2023)
  • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 20 Mar 2023)
• Adrian Marcel Koch

  IRN AMK01073

  • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)

No changes recorded yet.