Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management US Limited
FRN 585547
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 1 Jan 2026)
- [FCA CF] Client dealing (since 19 Aug 2021)
- [FCA CF] Functions requiring qualifications (since 19 Aug 2021)
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- [FCA CF] Client dealing (2 Jul 2018 to 15 Jul 2021)
- [FCA CF] Functions requiring qualifications (2 Jul 2018 to 15 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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