Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ahmed Rawaf

  IRN ASR01106

  • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2023 to 16 Jan 2025)
  • [FCA CF] Material risk taker (21 Jul 2023 to 16 Jan 2025)
  • [FCA CF] Manager of certification employee (16 Aug 2022 to 16 Jan 2025)
  • [FCA CF] Client dealing (1 Jun 2022 to 16 Jan 2025)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 16 Jan 2025)
  • CF30 Customer (9 Jan 2013 to 20 Nov 2015)
• Alan Keith Rodgers

  IRN AKR00002

  • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
  • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
• Alan Kinnaird

  IRN AXK01134

  • CF30 Customer (14 Nov 2011 to 22 Jun 2015)
• Alan Marmion

  IRN ADM01209

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 20 Aug 2023)
  • [FCA CF] Functions requiring qualifications (18 Sep 2018 to 20 Aug 2023)
  • [FCA CF] Client dealing (4 Sep 2017 to 20 Aug 2023)
  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Alan White

  IRN APW01086

  • [FCA CF] Client dealing (7 Mar 2016 to 8 Jul 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Jul 2019)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (17 Aug 2007 to 31 Oct 2007)
• Alan William Skinner

  IRN AWS01052

  • CF21 Investment Adviser (22 Sep 2004 to 18 Jul 2006)
• Alberto Recchi

  IRN AXR01782

  • CF30 Customer (8 Nov 2012 to 12 Aug 2015)
• Aldo Bernardi

  IRN AXB01547

  • CF21 Investment Adviser (16 Jul 2004 to 19 Sep 2007)
• Alex Azzi Osorio

  IRN AXA00142

  • [FCA CF] Client dealing (21 Feb 2019 to 4 Sep 2023)
  • [FCA CF] Functions requiring qualifications (21 Feb 2019 to 4 Sep 2023)
• Alexander Frederick Langen

  IRN AFL01011

  • CF30 Customer (15 Dec 2010 to 31 Jul 2011)

No changes recorded yet.