Alan Keith Rodgers

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (18 Jan 2010 to 6 Mar 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (15 Jul 2008 to 4 Jan 2010)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.