Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexander James Edward True

  IRN AJT01207

  • CF30 Customer (1 Nov 2007 to 2 Jul 2012)
  • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
• Alexander James Holmes Dymock

  IRN AJD01313

  • CF30 Customer (23 Oct 2008 to 20 May 2011)
• Alexander James Perez-Fragero

  IRN AJP01331

  • CF30 Customer (1 Nov 2007 to 25 Nov 2009)
  • CF22 Investment Adviser (Trainee) (4 May 2007 to 31 Oct 2007)
• Alexander John Howarth

  IRN AXH79645

  • [FCA CF] Material risk taker (since 4 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 4 Apr 2024)
• Alexander Mario Zafiriou

  IRN AMZ01017

  • CF30 Customer (27 Aug 2014 to 27 Jul 2015)
• Alexander Stiles

  IRN AWS01105

  • CF30 Customer (28 May 2010 to 6 Mar 2016)
• Alexander Stott

  IRN AXS00276

  • [FCA CF] Functions requiring qualifications (30 Jul 2018 to 12 Jul 2022)
  • [FCA CF] Client dealing (30 Jul 2018 to 12 Jul 2022)
• Alexander Yurievich Vlassov

  IRN AYV01001

  • CF30 Customer (3 Feb 2010 to 15 Mar 2011)
• Alexandra Elizabeth Harper

  IRN AEH01036

  • SMF16 Compliance Oversight (since 19 Sep 2024)
  • [FCA CF] Material risk taker (7 Aug 2024 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2024 to 3 Feb 2025)
• Alexandros Tomas Zymnis

  IRN AXZ00086

  • [FCA CF] Functions requiring qualifications (28 Dec 2022 to 2 Feb 2024)
  • [FCA CF] Client dealing (28 Dec 2022 to 2 Feb 2024)

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