Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexis Michel Kaiser

  IRN AMK01054

  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
• Alexis Nicholas Aidan Antonatos

  IRN ANA01009

  • CF30 Customer (1 Nov 2007 to 22 Jun 2015)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 May 2005 to 29 Jun 2007)
• Alfred Nabil Morcos Shukry

  IRN ANS01038

  • CF21 Investment Adviser (13 Dec 2004 to 10 Mar 2006)
• Ali Hassan Hammad

  IRN AHH01020

  • CF29 Significant management (10 Aug 2011 to 15 May 2012)
  • CF30 Customer (19 Mar 2009 to 15 May 2012)
• Alison Farquharson Forde

  IRN AFF01020

  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Alison Jane Bishop

  IRN AJB01380

  • CF30 Customer (1 Feb 2013 to 23 Oct 2014)
• Alison Radha Kawol

  IRN ARK01060

  • CF30 Customer (1 Sep 2013 to 10 Nov 2014)
• Alistair Conner

  IRN ACC01160

  • SMF24 Chief Operations (20 Jun 2019 to 1 Feb 2021)
  • [PRA CF] Significant risk taker or Material risk taker (4 Mar 2019 to 1 Feb 2021)
  • [FCA CF] Material risk taker (4 Mar 2019 to 1 Apr 2021)
  • [PRA CF] Managing a material risk taker (4 Mar 2019 to 1 Feb 2021)
• Allen John Chilten

  IRN AJC01539

  • CF30 Customer (14 Jun 2011 to 6 Aug 2012)
• Allen Keith Priaulx

  IRN AKP01070

  • [FCA CF] Client dealing (25 Oct 2021 to 15 Jan 2024)
  • [FCA CF] Functions requiring qualifications (25 Oct 2021 to 15 Jan 2024)

No changes recorded yet.