Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alois Franz Battig

  IRN AFB01049

  • CF1 Director (14 Nov 2002 to 20 Mar 2006)
• Alper-Georgios Ercan

  IRN AXE01315

  • CF30 Customer (14 Jan 2010 to 12 Oct 2015)
• Amanda Jane Fenwick

  IRN AJF01098

  • CF30 Customer (1 Nov 2007 to 16 Jan 2012)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Amar Mir

  IRN ANM01015

  • [PRA CF] Significant risk taker or Material risk taker (2 Jul 2025 to 31 Jul 2025)
  • [FCA CF] Manager of certification employee (2 Jul 2025 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (18 Feb 2019 to 2 Jul 2025)
  • [FCA CF] Material risk taker (18 Feb 2019 to 2 Jul 2025)
  • [FCA CF] Client dealing (18 Feb 2019 to 5 Mar 2025)
• Amarjit Singh Bansal

  IRN ASB01066

  • CF30 Customer (21 Nov 2007 to 11 Dec 2008)
• Amira Halna du Fretay

  IRN AXH01691

  • CF30 Customer (18 Sep 2012 to 2 Dec 2013)
• Amy Burton

  IRN AXB02257

  • CF30 Customer (1 Sep 2013 to 6 Mar 2016)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
• Ananthan Raguraj

  IRN AXR71674

  • [FCA CF] Client dealing (12 Oct 2017 to 9 Feb 2021)
• Anders Flendalen

  IRN AXF00085

  • [FCA CF] Client dealing (3 Sep 2018 to 8 Sep 2022)
  • [FCA CF] Functions requiring qualifications (3 Sep 2018 to 8 Sep 2022)
• Andre Manuel Ribeiro Lopes Guimaraes

  IRN AMR01190

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Mar 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2019)
  • CF30 Customer (23 May 2013 to 6 Mar 2016)

No changes recorded yet.