Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrea Elizabeth Wasescha

  IRN AXW01594

  • CF21 Investment Adviser (30 Nov 2004 to 30 Dec 2005)
• Andrea Mirone

  IRN AXM01836

  • CF30 Customer (25 Jan 2016 to 6 Mar 2016)
• Andreas John

  IRN AXJ01396

  • CF1 Director (21 Sep 2009 to 11 Dec 2009)
• Andreas Michael Rohr

  IRN AMR01167

  • CF10a CASS Oversight function (1 Oct 2011 to 5 Dec 2012)
  • CF1 Director (7 Apr 2011 to 1 Apr 2015)
• Andreas Stang

  IRN AXS01548

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
• Andreas Wichmann

  IRN AXW01274

  • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
• Andrew Baker

  IRN AXB03276

  • CF28 Systems and controls (10 Dec 2014 to 27 Mar 2015)
• Andrew Charles Halsall

  IRN ACH01111

  • CF30 Customer (1 Nov 2007 to 25 Sep 2015)
  • CF26 Customer Trading (30 Mar 2006 to 31 Oct 2007)
• Andrew Gordon Abernethy

  IRN AGA01011

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (30 Mar 2006 to 31 Oct 2007)
• Andrew Hadley-Grave

  IRN AXH01614

  • CF27 Investment Management (19 Jun 2006 to 1 Jul 2007)
  • CF21 Investment Adviser (30 Nov 2004 to 1 Jul 2007)

No changes recorded yet.