Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Hillery

    IRN AXH01359

    • CF21 Investment Adviser (11 Feb 2002 to 14 Oct 2004)
    • CF27 Investment Management (31 Jan 2002 to 14 Oct 2004)
  • Andrew John Cattle

    IRN AJC01208

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
  • Andrew Reid

    IRN AWR01049

    • CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
    • CF19 Significant Mgt (Financial Resources) (22 Jun 2007 to 31 Oct 2007)
  • Andrew Schildbach

    IRN AXS02078

    • CF22 Investment Adviser (Trainee) (13 Oct 2004 to 18 Apr 2005)
  • Andrew Wigman

    IRN AXW01240

    • CF29 Significant management (10 Oct 2011 to 30 Jun 2015)
    • CF30 Customer (30 Aug 2011 to 31 Dec 2012)
  • Andrey Baldin

    IRN AXB00672

    • [FCA CF] Client dealing (9 Aug 2021 to 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Aug 2021 to 15 Aug 2023)
  • Andri Luzio La Roche

    IRN ALL01030

    • CF21 Investment Adviser (27 Feb 2006 to 11 May 2007)
  • Angelo Paolino

    IRN AXP01800

    • CF30 Customer (24 Jun 2008 to 2 Oct 2009)
  • Angie Zaikovska

    IRN AHE01016

    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Anh-Huong To

    IRN AXT00102

    • [FCA CF] Client dealing (5 Mar 2020 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (5 Sep 2019 to 30 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.