Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Material risk taker (since 3 Jun 2021)
- [FCA CF] Significant management (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (since 2 Dec 2020)
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- [FCA CF] Material risk taker (1 Apr 2018 to 31 Oct 2019)
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- CF29 Significant management (19 Apr 2011 to 20 Mar 2013)
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- CF29 Significant management (19 Apr 2011 to 20 Mar 2013)
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- CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
- CF19 Significant Mgt (Financial Resources) (22 Jun 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
- CF19 Significant Mgt (Financial Resources) (4 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.