Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 3 Jun 2021)
    • [FCA CF] Significant management (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (since 2 Dec 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 31 Oct 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (19 Apr 2011 to 20 Mar 2013)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF29 Significant management (19 Apr 2011 to 20 Mar 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
    • CF19 Significant Mgt (Financial Resources) (22 Jun 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
    • CF19 Significant Mgt (Financial Resources) (4 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.